Overview
Senior Risk and Compliance Analyst Jobs in Sydney, New South Wales, Australia at FourQuarters Recruitment
Title: Senior Risk and Compliance Analyst
Company: FourQuarters Recruitment
Location: Sydney, New South Wales, Australia
We are seeking a SeniorRisk and Compliance Analyst to assist in the development, implementation, and monitoring of our risk and compliance strategies. This is an exciting opportunity for someone with a strong understanding of Australian financial regulations, including ASIC regulations, ACL licensing, and AML/CTF requirements. You will work closely with the Risk and Compliance team to ensure the firm adheres to all relevant laws and industry best practices.
Key Responsibilities:
Support the management of the firm’s compliance with ASIC regulations, including financial services laws and licensing requirements.
Assist with the oversight of Australian Credit License (ACL) requirements and ensure the business is operating in line with these regulations.
Conduct regular monitoring and reporting of Anti-Money Laundering (AML) and Counter-Terrorism Financing (CTF) obligations, ensuring compliance with relevant legislation and policies.
Assist in identifying and assessing compliance risks across various business functions and investment strategies.
Provide timely and accurate reporting on compliance matters, including risks, issues, and any regulatory breaches.
Support internal audits and regulatory examinations, ensuring the company meets all requirements.
Help develop and maintain risk management and compliance policies and procedures, ensuring they align with regulatory expectations.
Assist with the implementation of training programs for staff on regulatory changes and compliance best practices.
Collaborate with internal teams and external advisors to address regulatory issues and ensure the firm remains compliant.
Requirements:
Prior experience as a Risk and Compliance Analyst or similar role in the investment management, financial services, or related sector.
Strong knowledge of ASIC regulations, including licensing and compliance requirements for financial services firms.
Familiarity with ACL Licensing and associated obligations.
Experience with AML/CTF compliance and reporting requirements in the financial services industry.
Strong attention to detail and the ability to analyse and interpret complex regulatory requirements.
Excellent written and verbal communication skills with the ability to convey compliance information clearly.
Ability to work well both independently and within a team environment.
Relevant tertiary qualifications in Risk Management, Finance, Law, or related fields.
Knowledge of industry tools or software for risk and compliance management is a plus.
