Overview
Senior Legal and Compliance Executive Jobs in Hong Kong, Hong Kong SAR at Doo Group
Title: Senior Legal and Compliance Executive
Company: Doo Group
Location: Hong Kong, Hong Kong SAR
We are seeking a proactive and commercially minded legal professional to support the Company's legal and compliance matters, with a particular focus on regulated financial services, including payment (MSO licence) and trust-related businesses.
Location: Hong Kong
Responsibilities
- Provide day-to-day legal support and advice to business teams on legal and regulatory matters.
- Draft, review and negotiate various commercial agreements, legal documents and internal policies.
- Identify and assess legal and compliance risks associated with business operations, new products and strategic initiatives, and provide practical solutions.
- Support the establishment, implementation and maintenance of the Company's legal and compliance framework.
- Assist in handling licensing, regulatory and compliance matters relating to payment services (MSO licence), trust and other regulated financial services.
- Liaise with external legal counsels, regulators and relevant authorities on legal and compliance matters when required.
- Monitor and interpret relevant legal and regulatory developments in Hong Kong and other relevant jurisdictions, and provide timely updates and recommendations to management.
- Assist in developing, reviewing and updating internal policies and procedures, including AML/CFT, KYC and other compliance-related policies where applicable.
- Support internal compliance reviews, audits and regulatory inspections.
- Handle other ad hoc legal and compliance matters as assigned.
Requirements
- Bachelor's degree in Law or related disciplines.
- At least 5 years of relevant legal and/or compliance experience.
- Experience gained from financial institutions, fintech companies, payment companies, trust companies, insurance companies, regulated financial services firms and/or law firms is preferred.
- Solid experience in drafting, reviewing and negotiating commercial agreements and providing legal and compliance advice to business stakeholders.
- Familiarity with Hong Kong regulatory requirements and compliance frameworks is preferred.
- Experience in payment services (MSO Licence), trust, insurance or other regulated financial services will be highly preferred.
- Experience in licensing, regulatory liaison, AML/CFT and KYC matters would be an advantage.
- Strong analytical, problem-solving and stakeholder management skills.
- Able to work independently in a fast-paced environment and manage multiple priorities.
- Excellent command of both written and spoken English and Chinese (Mandarin and/or Cantonese).
