Overview
Risk & Compliance Officer Jobs in Bristol, UK at QED Legal
Risk & Compliance Officer Bromley Hybrid We’re working with a fabulous growing full-service law firm who are looking to strengthen their Risk & Compliance team with the appointment of a Risk & Compliance Officer. This is a fantastic opportunity for someone with experience in legal compliance, risk management, AML, or onboarding to join a supportive team and gain broad exposure across all areas of law firm risk and compliance.
Working closely with the Head of Risk & Compliance, you will play a key role in supporting the firm’s regulatory obligations, maintaining high standards of compliance, and providing guidance across the business.
The Role ?
• Responding to compliance queries relating to client onboarding, AML, source of funds checks, GDPR and regulatory requirements
• Supporting the maintenance and development of the firm’s policies, controls and procedures
• Conducting AML, Source of Funds and Source of Wealth audits, identifying trends and areas for improvement
• Carrying out electronic AML and conflict checks
• Supporting Lexcel, CQS, WIQS and other quality accreditations
• Delivering compliance and risk training for new starters and ensuring materials remain up to date
• Maintaining key compliance registers including complaints, claims, GDPR and conflicts
• Supporting professional indemnity claims and circumstances, including liaison with insurers and external solicitors where required
• Assisting with regulatory reporting, audits and compliance projects
• Keeping up to date with changes in legislation, regulation and professional standards About You? ✔ Experienced within legal risk and compliance ✔ Familiar with law firm processes, regulatory requirements and professional standards ✔ Confident handling AML, onboarding and risk management queries ✔ Highly organised with excellent attention to detail ✔ Comfortable working with senior stakeholders, partners and wider business teams ✔ Proactive, resilient and able to manage competing priorities What’s in it for you?
⭐ Join a growing full-service law firm with an established compliance function ⭐ Gain exposure across a wide range of risk and compliance areas ⭐ Work closely with senior stakeholders and influence compliance processes ⭐ Excellent opportunity for someone looking to develop their career within Legal Risk & Compliance ⭐ Fabulous firm-wide benefits Interested? Know someone who could be perfect?
Reach out let’s have a confidential chat!
Title: Risk & Compliance Officer
Company: QED Legal
Location: Bristol, UK
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