Overview
Legal Assistant Jobs in Greater St. Louis at SBS Creatix
Title: Legal Assistant
Company: SBS Creatix
Location: Greater St. Louis
Legal Assistant – St. Louis, MO (Local Candidates Please – Hybrid Position/3 Days Onsite Required)
*U.S. Citizens or Green Card Holders only.*
Qualifications:
We are looking for dynamic, resourceful, and dedicated candidates with knowledge of financial services and the securities markets and/or similar experiences that can translate to our work environment.
Outstanding communication skills.
Excellent interpersonal skills.
Strong analytical and problem-solving skills; critical thinking ability.
Adaptive and able to meet deadlines on assignments and change priorities as required.
Collaborative and able to build effective working relationships with all levels of employees.
Strong skills in relationship building.
Excellent time management and organizational skills.
Detail oriented and able to quickly grasp big picture issues.
Driven, self-starter.
Committed to self-development.
Duties:
As a Legal Assistant, you will strive to maintain cooperative relationships with governmental policy makers and the regulatory and self-regulatory agencies that govern the businesses.
Responsibilities:
Conduct due diligence reviews of clients during the account opening process.
Conduct monitoring and surveillance of transactions, employee activities or communications.
Analyze regulations, rules, and various proposals.
Draft and coordinate regulatory updates and compliance bulletins.
Develop a compliance training program.
Perform tests of the company’s processes and controls.
Research and respond to various regulatory inquiries and examinations.
Defuse an investor or client dispute.
Participate in compliance risk assessments and analyze the compliance environment and controls for a line of business.
