Overview
Financial Regulatory Solicitor – Non Contentious Jobs in Bristol, UK at Lipson Lloyd-Jones
OUR CLIENT Leading global law firm
THE ROLE We have been instructed on a vacancy for a qualified lawyer (2-4 PQE) to join a leading Financial Services Regulatory team. The role will focus on non-contentious advisory work for investment managers and funds, providing practical, commercial guidance on UK and EU regulatory issues and supporting clients on cross-border matters. Duties will include:
– Advising on the FCA Handbook, Interpreting and applying MiFID II and AIFMD, including distribution, marketing and disclosure requirements. Preparing and reviewing documentation. Advising on SMCR governance, conduct and fitness & propriety issues, including training and briefing senior management. Providing transactional regulatory support Working closely with colleagues in London and overseas. The role offers early responsibility, direct partner exposure and a high calibre client base in the investment management sector.
THE CANDIDATE You will have 2-4 PQE gained working in a leading financial services regulatory practice Strong working knowledge of the FCA/PRA regimes, FSMA, MiFID II, AIFMD and related UK/EU regulations You will be ready to make a career move to a highly rewarding and challenging international role Lipson Lloyd Jones Ltd is acting as an Employment Agency in relation to this vacancy.
Title: Financial Regulatory Solicitor – Non Contentious
Company: Lipson Lloyd-Jones
Location: Bristol, UK
Category:
