Overview
Director of Regulatory Investigations at RBC Jobs in Winnipeg, Canada at Bilinguallink
Lead the Regulatory Complaints team at RBC Dominion Securities as the Director of Regulatory Investigations. Oversee compliance professionals and manage regulatory inquiries effectively. This key leadership role focuses on internal and external investigations, ensuring compliance and mitigating risks. As Director, you’ll manage a team responsible for analyzing reports, providing regulatory advice, and identifying systemic issues. You’ll collaborate closely with Chief Compliance Officers and other experts for successful outcomes.
Key Responsibilities
- Oversee regulatory investigations and provide guidance
- Manage team performance and ensure effective internal investigations
- Conduct root cause analysis to improve compliance
- Develop tracking and reporting for investigations
- Collaborate with cross-functional teams on significant matters
Requirements
- Proven leadership experience in a compliance role
- Strong knowledge of securities industry regulations
- Ability to advise on complex regulatory issues
- Excellent communication and analytical skills
- Detail-oriented with a proactive approach
Make a significant impact on compliance and regulatory standards at RBC Dominion Securities in Toronto.
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Title: Director of Regulatory Investigations at RBC
Company: Bilinguallink
Location: Winnipeg, Canada
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