Overview
Compliance and Regulatory Officer Jobs in Geneva, Switzerland at Sigma Suisse
Title: Compliance and Regulatory Officer
Company: Sigma Suisse
Location: Geneva, Switzerland
I am seeking an experienced Compliance and Regulatory professional for one of my clients in Geneva to support the Operations Director with day-to-day compliance and regulatory monitoring, reporting and other related tasks related to investment funding. The ideal candidate will handle various compliance and regulatory duties, including filing of required returns with relevant jurisdictions, monitoring of KYC information, and interactions with fund administrators and limited partners.
Main Tasks:
Monitor validity of KYC requirements for several entities
Monitor regulatory reporting duties in different jurisdictions for different regulated entities (General Partners, Limited Partnerships, Investment manager, etc.)
Perform monthly compliance reports
Assist from time to time on other related duties, such as onboarding of limited partners, account openings for entities, etc.
Collaborate with the Operations Director to support AML audits and compliance.
Evaluate and recommend improvements to compliance processes and systems to ensure the business remains aligned with regulatory requirements.
Monitor and assess potential regulatory changes and their impact on the company’s compliance obligations.
Review and investigate suspicious activities, ensuring timely escalation to senior compliance officers as necessary.
Maintain up-to-date knowledge of compliance regulations, industry standards, and best practices.
Qualifications:
3-10 years of experience in compliance/regulatory functions
Knowledge of the regulatory environment in Switzerland (BVI and Luxembourg a plus)
Experience with investment companies, financial companies, and/or investment funds will be an asset
Strong understanding of complex structure, complex patrimonial holdings, and cross border activities
Experience in preparing monthly compliance and AML reporting
Excellent proficiency in English (both written and spoken)
Strong analytical skills and attention to detail
Higher education degree required, ideally in Finance or Law related subjects
