Overview
Assistant Vice President, Listing Compliance Jobs in Singapore, Singapore at Singapore Exchange
Entity:
Singapore Exchange
–
Location:
Singapore, SG
– Job Function:
Reg Co
– Job Type: Permanent (HC)- Req
** Job Summary*
* Reporting to the Team Leader and Head, Listing Compliance, this position is responsible for managing a portfolio of listed issuers.
** Responsibilities*
* – Acquired ability to detect non-compliance of listing rules and confident in responding to queries and providing advice on simple to moderate listing matters.
– Monitor compliance with listing rules and liaising with issuers on regulatory issues.
– Investigate potential breaches of listing rules. Following up with enforcement and disciplinary actions where breaches have occurred.
– Processing of simple, moderate and complex corporate actions within relevant timeframe.
– Attend meetings concerning his/her portfolio and be able to address the main issues during the meetings and take minutes of such matters.
– Contribute to team goals.
– Contribute to initiatives for fine-tuning and enhancing the Listing Compliance framework to support product and market growth and development and to sustain market relevant regulations and to retain first mover advantage.
– Contribute to initiatives for maintaining/improving appropriate and relevant systems, procedures and databases to ensure effective and efficient execution of Listing Compliance functions.
– Build effective relationships with internal and external stakeholders from business units to issuers and market professionals including investment bankers, solicitors, auditors and other regulators.
** Job requirements*
* – A good degree in Law, Finance or Economics, with at least 4 years’ experience in financial regulations.
– Sharp, meticulous and accurate in reviewing and processing information.
– Able to effectively convey and communicate decisions and information clearly and accurately (both verbal and written).
– Team player with ability to work independently as required.
** Job Segment**:
Compliance, Law, Legal
Title: Assistant Vice President, Listing Compliance
Company: Singapore Exchange
Location: Singapore, Singapore
Category: Law/Legal, Finance & Banking
