Overview
Senior Compliance Officer | UAE Jobs in Dubai, UAE/Dubai at FxPro
Senior Compliance Officer Fx Pro  Dubai, United Arab Emirates
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Posted 27 days ago Permanent Competitive Senior Compliance Officer Fx Pro  Dubai, United Arab Emirates
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Join FxPro: a leading international fintech company. Be a part of our expanding international team, with offices in Limassol, London, Nassau, and Dubai. FxPro boasts a
diverse workforce
of over 500 employees representing 40 nationalities, making it an
exciting
and
dynamic
workplace.
At FxPro, we see each team member as an integral part of our success story.
As a Senior Compliance Officer, you’ll contribute to maintain our compliance framework, ensuring adherence to regulatory requirements and best practices. You will play a key role in supporting the business by mitigating risks, advising senior stakeholders, and fostering a strong compliance culture across the organization.
Responsibilities Assist the CCO with
regulatory compliance
: UK, EU and International Regulations Maintain the company’s compliance framework, ensuring the creation, implementation and update of all policies and procedures required for the different entities within FxPro, including business conduct policies and procedures as well as Anti-Money Laundering and other financial crime
Conduct risk assessments and advise on mitigation
Prepare and submit regulatory reports, and perform compliance monitoring:
Capital adequacy, operational reports, transaction reporting, financial crime, client money and assets, corporate governance reports; among others
Liaise with regulatory bodies and external auditors
Manage the company’s annual training programme:
Provide online and ad-hoc compliance training and guidance to staff
Advise on regulatory changes to the industry and their implications on our business
Advise on complaints handling and resolution
Collaborate with the different teams by acting as an internal regulatory advisor
Assist with the company’s onboarding and periodic reviews with banks, PSPs, LPs and other counterparties
Requirements5+ years compliance, risk, legal practice or regulatory experience in financial services, ideally CFD Firms Strong knowledge of FCA, SCB, MiFID II and international AML regulations
Knowledge and understanding of CFD trading:
Operations, Dealing, Marketing and client experience
Knowledge and understanding of markets and asset classes offered by the company
Experience managing compliance programs and regulatory audits
Excellent analytical,
problem-solving
, and
communication skills
Ability to influence stakeholders
Relevant compliance qualifications (e.g., ICA, CISI) preferred
Our Benefits
Competitive compensation package
24 days of annual leave and 15 days of
sick leave
annually
Corporate insurance plan Snacks and beverages in the office
Birthday certificate
Visa/work permit support
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Title: Senior Compliance Officer | UAE
Company: FxPro
Location: Dubai, UAE/Dubai
Category: Finance & Banking (Regulatory Compliance Specialist, Financial Crime), Law/Legal (Regulatory Compliance Specialist, Financial Crime)
