Overview
Senior Compliance Manager Jobs in Dubai, United Arab Emirates at Meraki Talent
Title: Senior Compliance Manager
Company: Meraki Talent
Location: Dubai, United Arab Emirates
Senior Compliance Manager – Multi-Asset Brokerage
We are working with a multi jurisdiction broker seeking an experienced and strategic Senior Compliance Manager to join a fast-growing fintech company specializing in trading and financial technology solutions. This is a leadership role suited to a highly driven compliance professional with strong regulatory expertise, AML knowledge, and experience within regulated financial markets.
The successful candidate will work closely with senior management, operational teams, and client-facing departments to strengthen the firm’s compliance framework, ensure adherence to UAE regulatory requirements, and support the organization’s continued growth.
Key Responsibilities
- Lead the development, implementation, and ongoing enhancement of the company’s compliance framework in line with SCA regulations and industry best practices
- Act as the primary point of contact with the Securities and Commodities Authority (SCA), managing inspections, inquiries, and regulatory reporting obligations, including SCA CORE submissions
- Monitor regulatory developments and assess their impact on the business, internal controls, and operational procedures
- Develop, review, and maintain internal compliance policies and procedures aligned with UAE regulations
- Oversee Anti-Money Laundering (AML) controls, including KYC/CDD processes, onboarding due diligence, transaction monitoring, and STR filings via goAML
- Conduct ongoing monitoring of trading activity and firm operations, including CFD margin requirements, to ensure full regulatory compliance
- Review and approve client onboarding documentation and account activity
- Lead internal compliance reviews, audits, investigations, and remediation actions relating to regulatory breaches or control weaknesses
- Deliver compliance guidance and training programs across the organization to strengthen regulatory awareness and culture
- Maintain accurate compliance records, monitoring reports, and regulatory documentation
- Provide strategic leadership and full accountability for the AML and Compliance function, including MLRO responsibilities, governance enhancements, and transformation initiatives
- Collaborate with senior stakeholders across departments to ensure effective implementation of compliance controls and regulatory standards
Qualifications & Experience
- Bachelor’s degree in Law, Finance, Business Administration, or a related field
- Minimum 5 years of compliance experience within fintech, brokerage, trading, or financial services
- CISI accredited, supporting eligibility for regulated compliance functions
- Strong expertise in SCA regulations, AML laws, MLRO/DMLRO responsibilities, and financial market products
- Solid understanding of AML, KYC, CDD, sanctions, and financial crime compliance frameworks
- Previous experience working with trading platforms, CFDs, or financial products is highly advantageous
- Proven experience in regulated compliance roles with direct exposure to regulatory authorities
Skills & Competencies
- Strong analytical and problem-solving skills with excellent attention to detail
- Excellent written and verbal communication skills
- Ability to work independently and manage multiple priorities in a fast-paced environment
- Strong stakeholder management and cross-functional collaboration capabilities
- High ethical standards, integrity, and sound professional judgment
- Proficiency in compliance monitoring systems and regulatory documentation tools
