Overview
Secretarial Compliance Associate Jobs in Mumbai, Maharashtra, India at Dezerv
Title: Secretarial Compliance Associate
Company: Dezerv
Location: Mumbai, Maharashtra, India
Dezerv is a house of investing solutions for high-net-worth and affluent Indians. Dezerv is co-founded by Sandeep Jethwani, Vaibhav Porwal, and Sahil Contractor. They have led successful wealth management businesses and managed over USD 7 billion in assets. The Dezerv team brings together decades of investing expertise from leading global financial institutions like JP Morgan, UBS, BNP Paribas, etc. Our team of experts monitors the performance of portfolios and rebalance them if required to ensure long-term success. We are backed by marquee firms like Premji Invest, Accel, Elevation, Matrix, etc. Since inception, our clients have trusted us with over 15000+ Crs of their assets.
Why are we building Dezerv?
Investing is stressful and emotional. Building & growing wealth is difficult and time-consuming. Most individuals struggle with managing their investments and money. Our goal is to help individuals grow their wealth without the stress, time, and costs involved in a traditional investment. At Dezerv, we are building a platform that leverages our decades of investment expertise to help individuals invest better for their future.
What are we trying to solve/mission?
We are passionate about helping Indians invest better. We manage investments with active oversight to help both sophisticated and new investors build long-term wealth across various market conditions.
What are you expected to do? – Secretarial Compliances
- Prepare agendas, conduct board meetings, committees, and annual general meetings (AGMs), and follow up on action points.
- Subject matter expert on everything related to Corporate Laws FEMA Regulations,
- Single point of contact for all the secretarial matters and handle independently.
- Assistance in secretarial and FEMA compliance of overseas entities.
- Conducting Board, Committee and shareholder’s meeting
- Designing and conducting trainings as required under various regulations.
- Drive insider trading (PIT) related framework and compliance.
- Responsible for drafting, negotiating and reviewing various legal agreements, contracts and arrangements
- Advising business on various legal matters
- Interacting with various external law firms on business matter
- Evaluate proposals, action plans and other situations that may have legal impact and determine pertinent course of action as required
- Collaborate with the other Compliance Team members to bring consistency in relevant controls across the business requirements.
- Automate reporting and controls.
- Contribute to other firm wide compliance Projects.
What are we looking for ?
- Must possess strong domain knowledge and understanding of Corporate Laws, contract Laws, registration, stamping, FEMA & SEBI regulations related to AIF and PMS and mutual funds.
- Able to work on multiple assignments, and meet competing deadlines;
- Strong interpersonal skills and the ability to work in a dynamic team environment
- Demonstrated ability to stay current with, and analyze regulatory and compliance program requirements
- Strong attention to detail, with the ability to identify anomalies
- Ability to work effectively in a team, as well as independently
- Strong communication skills
- Demonstrate ownership in all tasks at hand
Qualification & Experience
- Qualified Company Secretary, bachelor’s degree in law.
- 3-5 years of relevant experience.
