Overview
Manager / Senior Manager – AIF & PMS Compliance Jobs in Mumbai, Maharashtra, India at IIFL Capital Services Limited
Title: Manager / Senior Manager – AIF & PMS Compliance
Company: IIFL Capital Services Limited
Location: Mumbai, Maharashtra, India
Manager / Senior Manager – AIF & PMS Compliance
We are looking for a dynamic compliance professional with strong expertise in Alternative Investment Funds and PMS framework. The role will also support compliance functions relating to PMS, SEBI PIT regulations and Offshore compliances.
📍 Location: Mumbai (Andheri)
📌 Experience: 4–8 Years
💼 Level: Manager / Senior Manager
🔎 Key Responsibilities
– Compliance under International Financial Services Centres Authority (IFSCA) regulations and SEZ regulations
– Advisory and operational compliance for IFSC-based fund structures
– Assistance in fund setup, regulatory approvals
– Liaising with IFSC/SEZ authorities and intermediaries
– Ensuring adherence to AML, KYC, and cross-border regulatory requirements
AIF Compliance
– Compliance for Securities and Exchange Board of India (SEBI) AIF Regulations
– Handling AIF registrations, schemes launch filings, and ongoing regulatory submissions
– Ensuring compliance with Private Placement Memorandum (PPM)
– Coordinating with trustees, custodians, and fund administrators
– Handling SEBI inspections, audits, and regulatory queries
Additional Responsibilities
– Compliance under SEBI PMS Regulations
– Monitoring compliance under SEBI Prohibition of Insider Trading (PIT) Regulations
– Drafting compliance policies, SOPs, and internal control frameworks
– Managing regulatory reporting and board updates
🎯 Eligibility Criteria
– Qualified CS / CA / LLB / MBA (Finance) preferred
– 4–8 years of relevant experience in AIF and/or PMS compliance
– Strong understanding of SEBI AIF Regulations and IFSCA framework
– Experience in handling regulatory inspections and audits
– Excellent drafting and communication skills
– Ability to work independently and manage multiple fund structures
⭐ Preferred Candidate Profile
– Prior experience in Fund House / AMC / Wealth Management / Law Firm
– Hands-on experience with AIF Category I/II/III structures
– Exposure to cross-border fund structures under IFSC
– Strong stakeholder management skills
