Overview
Manager – Legal & Compliance Jobs in Mumbai, Maharashtra, India at IndusBridge Ventures
Title: Manager – Legal & Compliance
Company: IndusBridge Ventures
Location: Mumbai, Maharashtra, India
Manager – Legal & Compliance: the role requires a strong focus on fund compliance, investment documentation and transaction due diligence:
Desired Profile
- 5–8 years of relevant experience in legal, compliance, secretarial, transaction or investment-related roles.
- Experience with VC/PE funds, AIFs, investment transactions or financial services.
- Experience drafting, reviewing and negotiating investment documentation such as term sheets, SSA, SHA/SSHA and definitive agreements
- Experience coordinating with external legal counsel and multiple stakeholders during transaction execution
- Experience managing compliance calendars, filings, statutory records and preparing periodic compliance reports
- Experience conducting legal, corporate and secretarial due diligence on prospective investments
- Strong understanding of corporate, SEBI/AIF and transaction documentation requirements.
- Strong drafting, documentation, coordination and stakeholder management skills.
- Detail-oriented, process-driven and capable of independently managing multiple workstreams.
Key Responsibilities
Fund Compliance
o Coordinate with Fund Ops team and advisors to ensure timely and accurate compliance with applicable fund, regulatory and statutory requirements.
o Monitor compliance calendars, filings, registers, records and statutory requirements.
o Support compliance with SEBI/AIF regulations and applicable corporate, tax and regulatory requirements.
Portfolio Investment Documentation
- Draft, review and negotiate investment documentation including Term Sheets, SSA, SHA/SSHA and other definitive agreements.
- Coordinate with external legal counsel and stakeholders through documentation and execution.
- Maintain and manage the fund’s investment documentation repository.
Legal & Secretarial Due Diligence
- Coordinate and conduct legal, corporate and secretarial due diligence on prospective investments.
- Review corporate records, statutory filings, shareholding, material contracts and other relevant documentation.
- Identify key legal, regulatory and documentation risks and escalate issues appropriately.
Investment & Transaction Support
- Support the investment team through transaction execution, including conditions precedent, closing documentation and post-closing requirements.
- Track completion of legal, regulatory and documentation requirements for investments.
- Coordinate with portfolio companies, founders, legal counsel and other advisors.
Corporate & Governance Compliance
- Support compliance and secretarial requirements of the fund, investment manager and related entities.
- Coordinate with company secretaries, auditors, legal advisors and other external professionals.
- Maintain statutory and governance records and support board/shareholder processes.
Compliance Monitoring & Reporting
- Develop and maintain compliance trackers, checklists and documentation systems.
- Ensure timely identification, escalation and closure of compliance issues.
- Prepare periodic compliance reports and updates for senior management.
