Overview
GFC Investigator – Brokerage, AML Jobs in Clifton, USA at Jobtailor
- Completes investigations while overseeing cases meet or exceed closure and quality metrics
- Completes Suspicious Activity Reports (SAR) in a timely and accurate manner
- Reports facts of the investigation to senior stakeholders
Requirements
- Minimum of five years of relevant experience
- Understanding of Retail Brokerage Products, Clients, and Services
- FINRA Securities Essential Exam/FINRA Series 7, Series 6 or relevant experience
- Understanding of Rules, Regulations, and Compliance (FINRA/SEC)
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Title: GFC Investigator – Brokerage, AML
Company: Jobtailor
Location: Clifton, USA
Category:
