Executive, Legal and Compliance

Overview

Executive, Legal and Compliance Jobs in WP. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia at OpusAsset

Title: Executive, Legal and Compliance

Company: OpusAsset

Location: WP. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia

Responsibilities

Providing timely advice and counsel to the Group of Companies on a wide range of legal, company secretarial, regulatory and compliance matters.

Negotiating, drafting and reviewing agreements, managing legal documents, assisting in corporate secretarial functions and managing/working with external counsels.

Actively supporting the company to operate in high standards of conduct, meeting all legal requirements.

Managing and advising on legal and compliance issues arising from daily operations by collaborating with other departments and companies within the Group.

Assisting in establishing and managing the company’s compliance needs, including preparing a compliance framework and monitoring programme, implementing the company’s compliance programme, compliance reporting, investigation and recommendation of remedial action.

Plan and coordinate on all preparation work for reporting, perform minutes taking and prepare presentations materials for meetings.

Coordinating the company’s compliance efforts including staff training, liaison with regulators and external consultants.

Qualifications

Bachelor’s degree in law, or relevant field from a recognized university.

Preferably candidate who already passed Module 9, 10 and 11 of Securities Commission Licensing Examination. 

At least 2 years’ working experience relevant to legal and compliance in fund management industry.

Exposure to policies, laws, regulations in capital markets.

Exceptionally flexible in dynamic environments and capable of meeting tight deadlines.

Possess strong analytical skills and pay attention to details.

Good communication, presentation, interpersonal and stakeholder management skills.

Able to work independently, self-motivated, self-discipline, and results oriented individual capable of handling multiple tasks.