Overview
Director, Regulatory Compliance Leadership Jobs in Saskatoon, Canada at RBC
Position: RBC Director, Regulatory Compliance Leadership
Join RBC Dominion Securities as the Director of Regulatory Compliance, leading investigations and inquiries to ensure compliance. This role involves collaboration across business units and regulatory authorities.
As a key member of the Regulatory Complaints team, you will manage compliance investigations and provide comprehensive regulatory guidance. Your leadership will enhance the effectiveness of internal teams while ensuring timely responses and thorough documentation of regulatory matters.
Key Responsibilities:
• Supervise compliance investigations and team members
• Provide regulatory advice for inquiries and external requests
• Conduct analyses to identify compliance risks
• Maintain accurate tracking of investigation reports
• Engage with senior executives and legal experts regularly
Requirements:
• Leadership experience in regulatory compliance
• Solid background in securities regulations
• Strong analytical and decision-making skills
• Excellent oral and written communication abilities
• High initiative and ability to multitask
Drive compliance excellence while leading a dynamic team at RBC Dominion Securities in Toronto.
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Title: Director, Regulatory Compliance Leadership
Company: RBC
Location: Saskatoon, Canada
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