Overview
Director of Compliance at RBC Wealth Management Jobs in Toronto, Canada at RBC Dominion Securities
Lead compliance initiatives as the Compliance Director at RBC Wealth Management Canada in Toronto. Manage a dedicated team and ensure regulatory adherence throughout the organization.
As the Compliance Director, you will oversee Compliance Managers across RBC Dominion Securities Inc. This leadership role focuses on addressing client complaints, implementing regulatory changes, and developing internal compliance policies. Your ability to collaborate with various teams for effective training will be essential for fostering a culture of compliance excellence.
Key Responsibilities:
• Lead Compliance Managers across multiple RBC DS branches
• Address and resolve client complaints and inquiries
• Represent compliance in regulatory change meetings
• Manage compliance monitoring and audit processes
• Provide comprehensive compliance training on obligations
Requirements:
• 10+ years of experience in compliance and financial services
• Proven skills in conflict management and negotiation
• Strong project management and strategic abilities
• University degree in finance, economics, or law
• Excellent written and public speaking skills
Utilize your compliance expertise to drive effective practices at RBC Wealth Management in Toronto.
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Title: Director of Compliance at RBC Wealth Management
Company: RBC Dominion Securities
Location: Toronto, Canada
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