Overview
Currency Transaction Reporting/CTR Compliance Manager, Anti- Laundering/AML Jobs in New York, New York, USA at Capital One
Location: New York
Currency Transaction Reporting (CTR) Compliance Manager, Anti-Money Laundering (AML)
The Currency Transaction Reporting (CTR) Compliance Manager performs a key risk management role (second line of defense) by ensuring that business lines remain compliant with applicable CTR requirements, anti-money laundering laws and regulations. The role will collaborate with the line of businesses to deliver CTR requirements and monitor compliance with regulatory standards. The Advisory Manager will implement initiatives that continuously improve the CTR Program across the line of business.
The role will help to establish an effective risk control environment and address regulatory/compliance requirements. While working within the CTR Program team, the Compliance Manager is responsible for delivering quality results, providing CTR compliance advice to business lines and key Compliance partners; contributing input to CTR Program strategy; and executing or participating in corporate risk management processes.
Responsibilities
Plan, coordinate, and facilitate the implementation of the company’s compliance processes, CTR Program, procedures, and systems developed to support the global Anti-Money Laundering Compliance Management Program (CMP).
Advise internal management and business partners on the implementation and operation of CTR Program, as well as the applicability of CTR compliance requirements to the company’s products and services and internal processes, and developing CTR compliance controls and monitoring.
Develop and maintain documentation of CTR compliance activities, conduct periodic internal reviews or audits to ensure that CTR procedures are followed, and file appropriate compliance reports with regulatory agencies.
Design and implement improvements in communication, monitoring, and enforcement of compliance standards.
Identify compliance issues that require follow-up or investigation, discuss emerging compliance issues with stakeholders and escalate where appropriate.
Collaborate with line of business partners to assist in identifying changes to products, services, data and requirements that may impact CTR processes and ensure these are well governed and evaluated for impacts.
Consult with legal counsel and government relations specialists as necessary to address technical and legal AML compliance issues.
Direct the documentation, implementation, and dissemination of the company’s AML compliance policies and procedures and serve as a knowledge source and liaison among stakeholders on AML analysis and compliance issues.
Serve as AML subject matter expert to assist in monitoring company’s compliance systems to ensure their effectiveness.
Prepare management reports regarding compliance operations and progress.
Basic Qualifications:
Bachelor’s degree or military experience
At least 3 years of Anti-Money Laundering (AML) Compliance experience
At least 3 years of experience in compliance, legal, or audit
Preferred Qualifications:
6 years of Anti-Money Laundering (AML) Compliance experience
2 years of Compliance Advisory or Currency Transaction Reporting Experience
Certified Regulatory Compliance Manager (CRCM) Certification, Association of Certified Anti-Money Laundering Specialist (ACAMS) certification, or Certified Risk Professional or its equivalent
At this time Capital One will not sponsor a new applicant for employment authorization for this position.
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Title: Currency Transaction Reporting/CTR Compliance Manager, Anti- Laundering/AML
Company: Capital One
Location: New York, New York, USA
Category: Finance & Banking, Law/Legal
