Overview
Compliance Officer – Muti Strat Hedge Fund Jobs in London Area, United Kingdom at Coopman Search and Selection | B Corp™
Title: Compliance Officer – Muti Strat Hedge Fund
Company: Coopman Search and Selection | B Corp™
Location: London Area, United Kingdom
Coopman Search and Selection are delighted to partner with a top tier multi-strat hedge fund witch circa $3 billion AUM, who are looking hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst.
In this role you will work alongside the Head of Compliance as an experienced member of the Compliance team, providing additional capacity to cover day-to-day work of the global compliance programme.
Key Responsibilities:
Reviewing legal documentation relating to funds, managed accounts & service providers
Helping to establish training or other such activity to ensure effective training & development
Maintenance of fund & investor documentation
Responsibility for the routine compliance monitoring programme
Carry out market abuse monitoring, including deep dive trade reviews
Carry out research into new and developing areas of law and regulation
Oversight of maintenance of compliance registers, including personal account trading, breaches, errors and incidents, gifts and entertainment, etc
Assume day-to-day responsibility for the firm’s restricted lists & sanctions monitoring programme
Provide compliance reports to the funds’ boards of directors & the firm’s clients
Review and sign off marketing materials, provide advice on marketing rules in different jurisdictions
Assume day-to-day responsibility for regulatory reporting & staff attestations
Experience Required:
5-8 years within financial services, ideally within a hedge fund or asset manager.
Generalist compliance experience with experience supporting on legal work ideally.
Legal qualifications / training strongly preferred
Good level of knowledge of FCA & SEC regulations
Demonstrated knowledge of fund structures including UCITS, Cayman, and managed accounts
High energy, drive for excellence, stamina and ability to excel in a fast-paced environment
For a confidential discussion or for further information, please get in touch with [email protected]
As a Certified B Corporation™, we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value & incorporate the interests of all of our stakeholders to grow in the most sustainable manner. As a recognised Great Place to Work™, we ensure our workplace is one that fosters professional growth and collaboration.
