Compliance Officer and MLRO

Overview

Compliance Officer and MLRO Jobs in Dubai, UAE/Dubai at Deriv.com

Dubai, United Arab Emirates | Posted on 13/01/2025 As a Compliance Officer and MLRO  for Deriv Capital Contracts and Currencies LLC, you will be instrumental in safeguarding our organisation against financial crimes and regulatory breaches. Based in the vibrant Dubai Multi Commodities Centre (DMCC), you will ensure our adherence to SCA regulations and implement robust anti-money laundering (AML) measures. This crucial role demands strategic thinking, meticulous

attention to detail

, and proactive engagement with regulatory bodies.

Responsibilities Develop, implement, and maintain comprehensive AML policies and procedures tailored to the company’s operations. Monitor continuously updates and changes in SCA regulations and UAE financial laws to keep the company in full compliance. Conduct regular reviews and updates of these policies to ensure they remain effective and

up-to-date

. Conduct thorough risk assessments and internal audits to identify potential compliance risks.

Implement effective controls and corrective actions to manage and mitigate AML risks. Monitor compliance issues and AML activities within the organisation. Provide ongoing training and support to staff on compliance and AML matters, ensuring everyone understands their roles and responsibilities. Act as the primary point of contact with the SCA and other regulatory bodies. Handle client complaints related to the UAE license, ensuring all concerns are resolved efficiently and professionally.  

Must Haves A university degree in CAMS or a similar certification. 10+ years of experience in a compliance role in financial services and SCA approved. Good understanding of Corporate law, AML Federal Degree laws, SCA Regulations, and other relevant legislation in the jurisdiction. Experience in dealing with regulatory bodies in the UAE. Solid understanding of legal requirements and controls. Excellent spoken and written English

communication skills

.  

Good to Have Work experience in a fintech company. Experience working in a multi-site,

fast-paced

company.  Benefits Market-based salary. Annual performance bonus. Medical insurance. Housing and transportation allowance. Casual dress code. A chance to work with

top talent

from across the globe (70+ nationalities). Ample team-building and bonding activities.  #J-18808-Ljbffr

Title: Compliance Officer and MLRO

Company: Deriv.com

Location: Dubai, UAE/Dubai

Category: Finance & Banking, Law/Legal