Overview
Compliance Officer Jobs in Gandhinagar, Gujarat, India at HDFC securities
Title: Compliance Officer
Company: HDFC securities
Location: Gandhinagar, Gujarat, India
About the Company
We are seeking a diligent and experienced Compliance Officer to ensure our operations and business transactions follow all relevant legal and internal rules. The ideal candidate will be well-versed in legal guidelines and corporate governance best practices. They will ensure our company adheres to legal standards and in-house policies
.
About the Ro
le
The Compliance Officer will be responsible for overseeing compliance with legal standards and internal policies, ensuring the company operates within the regulatory framewo
rk.
Responsibili
- ties
Develop and oversee control systems to prevent or deal with violations of legal guidelines and internal poli - cies.Evaluate the efficiency of controls and improve them continuo
- usly.Revise procedures, reports, etc., periodically to identify hidden risks or non-conformity is
- sues.Draft, modify, and implement company poli
- cies.Collaborate with corporate counsels and HR departments to monitor enforcement of standards and regulat
- ions.Assess the business’s future ventures to identify possible compliance r
- isks.Review the work of colleagues when necessary to identify compliance issues and provide advice or trai
- ning.Keep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance con
- trol.Prepare reports for senior management and external regulatory bodies as appropr
iate.
Qualific
- ations
Bachelor’s degree in law, business administration, finance, or a related - field.Proven experience as a Compliance Officer or Compliance M
- anager.In-depth knowledge of the industry’s standards and regul
- ations.Excellent knowledge of reporting procedures and record-k
- eeping.A business acumen partnered with a dedication to le
- gality.Methodical and diligent with outstanding planning abi
- lities.An analytical mind able to “see” the complexities of procedures and regul
- ations.Excellent communication
- skills.Certified Compliance & Ethics Professional (CCEP) or similar certification is
a plus.
Require
- d Skills
Strong understanding of regulatory requirements and compliance p - ractices.Ability to work independently and as part o
- f a team.Proficient in MS Office and compliance management
- software.Strong analytical and problem-solvin
- g skills.High ethical standards and i
ntegrity.
Prefer
- red Skills
Minimum 5 years of experience in a compliance role, preferably within the financial service - s industry.Experience in working within GIFT City or similar financial centers is highly
desirable.
