Overview
Compliance Officer Jobs in City of Cape Town, Western Cape, South Africa at EXL
Title: Compliance Officer
Company: EXL
Location: City of Cape Town, Western Cape, South Africa
Ensure compliance with FCA regulations, policies, and procedures within the organization. Provide first-line compliance support to business units, identifying and mitigating regulatory risks
Description:
Ensure compliance with FCA regulations, policies, and procedures within the organization. Provide first-line compliance support to business units, identifying and mitigating regulatory risks
Responsibilities:
1. Compliance Advisory: Provide guidance on FCA regulations, policies, and procedures.
2. Risk Identification: Identify, assess, and mitigate regulatory risks.
3. Policy Implementation: Develop, implement, and maintain compliance policies.
4. Monitoring and Surveillance: Conduct regular monitoring and surveillance.
5. Training and Awareness: Deliver compliance training to business units.
6. Regulatory Updates: Stay up-to-date with FCA regulatory changes.
7. Audit and Compliance Reviews: Participate in internal audits and compliance reviews.
8. Issue Resolution: Investigate and resolve compliance issues.
Key Performance Indicators (KPIs):
1. Compliance breach reduction.
2. Regulatory exam results.
3. Training participation and feedback.
4. Policy update and implementation timelines.
5. Risk assessment and mitigation effectiveness.
Qualifications and Skills
Required Skills:
1. Strong knowledge of FCA regulations and guidelines
2. Compliance experience in financial services
3. Analytical and problem-solving skills
4. Effective communication and stakeholder management
5. Risk management expertise
Education and Certifications:
1. Bachelor’s degree in law, Finance, or related field preferred
2. Compliance certification (e.g., CCEP, CCO, FCA)
