Overview
Compliance Manager, Law/Legal Jobs in Cardiff, UK at QED Legal
Risk & Compliance Manager Cardiff / Bristol Hybrid working We’re working with a well-established, multi-service law firm that is looking to appoint an experienced Risk & Compliance Manager to support the senior leadership team This is a fantastic opportunity for an established compliance professional looking to take ownership of a broad, varied role, working closely with senior leadership to drive the firm’s risk and compliance strategy while supporting fee earners across the business.
The Role ? As Risk & Compliance Manager, you’ll play a key role in ensuring the firm continues to meet its regulatory obligations while embedding a strong culture of compliance across the business. Managing the firm’s day-to-day risk and compliance function. Acting as a key point of contact for regulatory and compliance queries. Overseeing AML, client due diligence and ongoing monitoring processes.
Managing conflicts of interest and confidentiality issues. Supporting the firm’s COLP and senior leadership on regulatory matters. Reviewing, developing and implementing compliance policies and procedures. Delivering compliance training to colleagues across the firm. Conducting file reviews, audits and monitoring activities. Investigating compliance breaches and recommending improvements. Monitoring regulatory developments and ensuring the firm’s processes remain compliant. Producing management information and compliance reports for senior stakeholders.
Supporting wider business projects, accreditations and continuous improvement initiatives. About You? Previous experience working within legal risk and compliance, in SRA regulated firm A strong understanding of the SRA Standards and Regulations. Good working knowledge of AML legislation, CDD, KYC and sanctions requirements. Experience carrying out file reviews and compliance monitoring. The confidence to build relationships with stakeholders at all levels.
Excellent organisational skills and the ability to manage competing priorities. A proactive, solutions-focused approach with strong attention to detail. What’s in it for you? Opportunity to join a respected and growing law firm. Broad, varied role with genuine autonomy. Exposure to strategic compliance projects alongside day-to-day operational work. Supportive and collaborative working environment. Competitive salary and benefits package. Hybrid working available.
Interested? Know someone who could be great? Reach out, let’s have a confidential conversation . . . legal compliance aml sra compliance manager risk manager riskandbestpractice
Title: Compliance Manager, Law/Legal
Company: QED Legal
Location: Cardiff, UK
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