Overview
Compliance Manager, Finance & Banking Jobs in Singapore, Singapore at YONGAN INTERNATIONAL FINANCIAL (SINGAPORE) PTE. LTD.
Be primary point of contact for regulators and banking partners in Singapore and regionally including, but not limited to MAS
– Coordinate with Corporate Compliance to ensure compliance policies are in alignment with both SG and corporate expectations
– Identify potential areas of compliance vulnerability and risk
– Assess general compliance risks for all new products and services offered to the SG market, and recommend appropriate risk mitigation strategies
– Perform compliance testing and monitoring required by corporate compliance policy
– Periodically review and revise policies and procedures to ensure they are current and complete
– Review and enhance corporate compliance training to ensure all local requirements are addressed
– Oversee preparation and filing of regulatory reporting requirements
– Manage the AML audit process related Singaporean regulators, other regulatory bodies, and banking partners
– Stay abreast of regulatory policies for relevant SG agencies – i.e. MAS
– Similarly monitor global regulatory environment – i.e. Asia-Pacific (APAC) markets
– Review responses to all compliance inquiries from partner banks, regulators, etc.
– Review marketing and sales literature, performance presentations, and advertising materials for compliance with applicable laws and regulations
– Conduct enhanced due diligence (EDD) reviews on high risk customers and AML/CTF investigations as appropriate
– Assess potential sanctions matches and coordinate appropriate action for confirmed matches as required by local regulation
** Skills and Experience*
* – Fluency in English
– Bachelors in Law, Finance, Accounting, Business, Economics or related field
– M.B.A., J.D., L.L.M., or other advanced degree is a plus
– Professional certification such as Certified Anti-Money Laundering Specialist (CAMS), are required absent an advanced degree
– 5+ years in a previous compliance managerial position at a brokerage, banking, trading, or payments institution, preferably in a technology function
– Comprehensive knowledge of the Singaporean regulatory environment, including regulations, and other federal laws and expectations
– Familiarity with anti-money laundering and know-your-customer best practices in SG and other APAC markets.
– Experience and established relationships in any of the following industries:
Brokerage, Banking, Online Payments, Cryptocurrency, Trading, Markets, or Exchanges
– Experience developing policies and implementing procedures that balance compliance and risk versus
innovation
– Skilled in collaborating with stakeholders at all levels across technical and non-technical groups
– Ability to lead in a growing company environment with focused and hardworking individuals
– International travel may be required
Title: Compliance Manager, Finance & Banking
Company: YONGAN INTERNATIONAL FINANCIAL (SINGAPORE) PTE. LTD.
Location: Singapore, Singapore
Category: Finance & Banking, Law/Legal
