Overview
Compliance Associate- Private Equity Jobs in Boulder, CO at J2T Financial Recruiting
Title: Compliance Associate- Private Equity
Company: J2T Financial Recruiting
Location: Boulder, CO
What’s Awesome About Our Client?
NYC-based firm with $4B AUM focused on making investments in private companies, public equities, and debt securities
Founded by former senior investment professionals from Apollo Management
Unique, growth-focused role: Work closely with the CFO/CCO to gain experience and learn about compliance, with the opportunity to transition into the CCO role over time
Occasional travel to New York for golf outings, holiday parties, and other team-building events
Why this job – COMPLIANCE ASSOCIATE:
This newly created role is a great opportunity for someone interested in compliance and the financial services industry to get firsthand training from the firm’s CFO/CCO and build out the firm’s compliance program. The firm is gearing up to launch its next fund in Q1 2025, and with that, getting a compliance program in place is a key focus area for the leadership team. This is a high visibility role, and ideally, this person would start as an Associate and eventually take over the CCO duties and title from the CFO.
What You’ll Actually Do:
Create, maintain, and implement the compliance program for the firm
Oversee annual review of firm compliance program
Manage relationships with compliance partners, including ACA Compliance and law firms
Stay updated on ACA compliance regulations to ensure the company adheres to all guidelines
Oversee the compliance portal (ACA Compliance Alpha), monitor employee transactions and ensure certifications are completed on time
Conduct annual firm-wide compliance training sessions
To Be Successful in This Role, You Will Need:
Bachelor’s Degree in a business-related field
2+ years of professional services-related experience
Experience in compliance, financial services, or law firm is ideal
Understanding of and interest in compliance and eagerness to grow in the field
Exceptional attention to detail and critical thinking skills
Deadline-driven and strict adherence to policies & procedures
Where and How Much:
Compensation based on experience and background / $90K – $120K + 10-20% Bonus
Hybrid Schedule – Boulder office (East side)-must live in Colorado
100% Employer paid benefit plans | PTO | 401K
