Overview
Compliance Associate – Hedge Fund Jobs in Greater London, England, United Kingdom at Upward Trend
Title: Compliance Associate – Hedge Fund
Company: Upward Trend
Location: Greater London, England, United Kingdom
Compliance Associate – Equity Long/Short Hedge Fund (London)
Permanent Full-Time role
Salary: £80-100k (dependent on experience) + bonus + excellent benefits
Our client, a multibillion Equity Long/Short Hedge Fund, part of a $75bn group, is currently seeking a dynamic Compliance Associate to join its growing Compliance Team in London.
This individual will be the third member of the UK Compliance Team and will provide general support in a variety of areas. They will report directly to the UK Chief Compliance Officer.
Responsibilities & Goals
Provide general support to the compliance team in a broad range of areas, growing as the Firm develops.
Responsibility for employee onboarding and compliance matters including the management of compliance certifications, personal account dealing requests and holdings disclosures, and gifts/entertainment requests and disclosures.
Assisting with numerous daily compliance processes – including providing redundancy on certain key tasks such as short/long position disclosures and transaction reporting.
Administration of the Firm’s training program, including the maintenance of relevant training logs.
Supporting the Firm’s compliance framework for research consumption.
Processing KYC requests from brokers and other service providers.
Assisting the Firm with its general recordkeeping obligations.
Monitoring of domestic and international policy and regulatory developments.
Involvement in firm’s compliance projects globally, including implementation of regulatory changes and ongoing improvement of compliance systems.
Education & Experience
3 years’+ experience of compliance or financial regulatory matters at an asset manager, bank, law firm, regulator, consultant, or other relevant institution.
Bachelor’s degree, 2:1 or higher. Law, economics or a finance-based subject is preferable, but not essential.
Required Skills/Characteristics
Self-starter, with an emphasis on achieving goals and completing tasks to a very high standard.
Excellent attention to detail.
Ability to work independently and to take ownership of tasks within a collaborative team structure, including strong interpersonal skills.
Strong written and verbal communications skills.
Excellent organisational skills.
