Overview
Compliance Associate Jobs in London Area, United Kingdom at Black Swan Group
Title: Compliance Associate
Company: Black Swan Group
Location: London Area, United Kingdom
An elite private equity business is looking to add a Compliance Associate to its global team in London.
Responsibilities include compliance monitoring, reporting, policy updates, and AML/KYC due diligence. The role requires adaptability, resilience, and teamwork in a dynamic environment.
Key Responsibilities:
Compliance
Support compliance monitoring, testing, and reporting.
Prepare regulatory reports and maintain compliance logs.
Assist with policy updates in response to regulatory changes.
Conduct daily monitoring and produce KPI reports.
Contribute to regulatory projects as needed.
AML / KYC Due Diligence
Conduct AML/KYC due diligence for transactions and key counterparties.
Support Independent Advisor onboarding.
Maintain compliance databases and handle AML/KYC queries.
Prepare required documentation for internal and external stakeholders.
Preferred Candidate Profile
Core Skills
Strong analytical, relationship-building, and client-focused skills.
Ability to manage competing priorities in fast-paced environments.
Excellent communication, teamwork, and problem-solving abilities.
High integrity and discretion in handling confidential matters.
Professional Experience
Minimum of 3 years in compliance/regulatory roles within financial services.
Knowledge of FCA and European regulatory frameworks.
Experience with AML, anti-financial crime, and compliance tools.
Proficiency in MS Office and compliance screening tools.
Degree in Finance, Law, Business, or related field.
For more information on this opportunity, please reach out to [email protected]
