Overview
Associate Attorney Jobs in Houston, TX at Alabbassi law office
United States – New Jersey
Compliance
Group Functions
Job Reference #
316571BR
City
Weehawken
Job Type
Full Time
Your role
Compliance Officer – UBS Business Solutions US LLC – Weehawken, NJ:
Support the business in remaining compliant within the regulatory environment and managing their risk.
Work on the identification, assessment, measurement, mitigation and monitoring of compliance and operational risk as it pertains to the Compliance and Operational Risk Control Investment Bank business.
Provide proactive and constructive feedback to department risk management, encouraging best practices and striving for consistency.
Participate in reviewing new business initiatives and transactions requiring pre-approval.
Ensure risk frameworks are designed well and operating effectively.
Deliver independent risk assessment and reports that shed light on the company’s risk profile.
Collaborate with global colleagues to ensure that best practices are being shared worldwide.
Provide business management with controls, tools, training, frameworks, information, and insights for them to manage risk.
Work with financial services compliance or risk assessment and analysis of business processes.
Your Career Comeback
We are open to applications from career returners. Find out more about our program on ubs.com/careercomeback.
Your team
You’ll be working in the Group Functions team in Weehawken, NJ.
Your expertise
Master’s degree in Accounting, Finance, or a related field of study, plus three (3) years of experience with financial services compliance or risk assessment; and/or, analysis of business processes. Alternatively, the employer will accept a Bachelor’s degree, plus six (6) years of progressively responsible experience.
Qualified Applicants apply through [email protected]. Please reference: FRA-AL200UBSNY. NO CALLS PLEASE. EOE/M/F/D/V. #LI-DNI
About us
UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..
We have a presence in all major financial centers in more than 50 countries.
Join us
At UBS, we know that it’s our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.
We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.
Disclaimer / Policy statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
Title: Associate Attorney
Company: Alabbassi law office
Location: Houston, TX
