Overview
Assistant Manager to Deputy Manager, General Compliance (Compliance and Legal Jobs in Hong Kong SAR at Industrial and Commercial Bank of China
Title: Assistant Manager to Deputy Manager, General Compliance (Compliance and Legal
Company: Industrial and Commercial Bank of China
Location: Hong Kong SAR
Industrial and Commercial Bank of China (Asia) Limited (“ICBC (Asia)”) is the flagship of overseas business of Industrial and Commercial Bank of China Limited (“ICBC”) – currently the largest commercial bank in China, and it is one of the domestic systemically important banks (D-SIBs) in Hong Kong. Currently, ICBC (Asia) has 52 retail outlets (including 27 “Elite Club” Wealth Management Centres) in Hong Kong. It is engaged in commercial banking, investment banking and other financial services, including those of securities, insurance and funds, with a focus on commercial and retail banking as well as global market business. Chinese Mercantile Bank and ICBC Asset Management (Global) Company Limited, two wholly-owned subsidiaries of ICBC (Asia), specialize in Renminbi services in mainland China and ICBC’s global asset management business respectively.
Job Descriptions
Act as the contact point of regulatory and law enforcement bodies
Handle regulatory enquires & inspections and general compliance matters
Provide advisory support to the business units on regulatory and compliance requirements (e.g. marketing materials, new services/products, DPS requirements, outsourcing initiatives)
Conduct gap analysis to assess the Bank’s compliance with regulatory requirements
Prepare regular and ad-hoc compliance reports to the Management and our Head Office
Develop, maintain and implement compliance plans, manuals, policies and procedures
Handle ad-hoc tasks assigned.
Requirements
University graduate preferable in Banking, Accounting, Law or relevant disciplines
Minimum 3 years of working experience in banking compliance role, preferably with exposure across corporate and retail banking business
Sound knowledge of relevant compliance rules, including related regulatory requirements issued by the HKMA, Deposit Protection Board and Privacy Commissioner for Personal Data
Good analytical and communication skills
Responsible, proactive with attention to details and be able to work independently
Conversant in MS Office Applications
Good command of both written and spoken English and Chinese including Putonghua
Interested PARTIES, please click “Apply Now” for application.
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